Interdisciplinary palliative care for people with advanced Parkinson’s disease: a view from the home
Introduction
The burden of Parkinson’s disease (PD) continues to grow: the 2015 Global Burden of Disease Study reported over 6.1 million individuals affected worldwide, representing a 118% increase since 1990 (1). In the US alone, studies project more than a twofold rise in persons living with PD between 2015 and 2060, to 1.96 million, and a tripling of those with PD and dementia (2). As PD progresses, so, too, do functional impairments, disabling non-motor symptoms, and dementia (3,4).
Recent studies of care partners of people with advanced PD have highlighted the necessity of guidance on disease course, medications, emergencies, and unmet psychosocial needs (5,6). Such patients are at risk of becoming homebound and estranged from expert care, and more prone to adverse events, including emergency room visits and hospitalizations (7-9). Acute care settings often disrupt carefully orchestrated medication schedules and administer contraindicated medications, leading to greater lengths of stay, higher rates of readmission and in-hospital mortality (10-12). Furthermore, this population is at a fivefold increased risk of nursing home placement, with dementia and hallucinations among the greatest predictors (13-15). Once placed in a long-term care facility, only one third of residents with PD continue to receive outpatient neurologist care (14), despite such care being associated with fewer falls and lower mortality (16).
As is highlighted throughout this special issue, applying a palliative care approach to individuals with PD can have significant benefit (17-19). One window of opportunity for intervention is to facilitate continued access to expert care for those who are homebound. In various populations of elderly patients, comprehensive home visit programs for complex chronic conditions have yielded better care quality, patient-centered outcomes, health care utilization, and higher likelihood of dying at home according to patients’ wishes (20-24). In light of the above, we designed and adapted an interdisciplinary home visit model for people with advanced PD and their care partners. Here, we describe the first two iterations of this model and provide two case studies to illustrate the challenges and opportunities of this approach.
Methods
Edmond J. Safra Interdisciplinary Home Visit Program for Advanced PD
In 2014, we launched the Edmond J. Safra Interdisciplinary Home Visit Program for Advanced PD (HVP) at the Marlene and Paolo Fresco Institute for Parkinson’s and Movement Disorders at New York University to address the gap in continuity of care for homebound individuals with PD. This philanthropically-supported first iteration of the model is described in detail elsewhere (25), and summarized briefly here. Movement disorders specialists referred patients to the program if they were diagnosed with PD or a related disorder, met Medicare homebound criteria (26), lived within New York City, and their neurologist deemed them at high risk of hospitalization or institutionalization.
Patients received quarterly comprehensive visits from a movement disorders specialist, nurse, and social worker. The team identified and addressed motor and non-motor symptoms, medication errors, home safety issues, and unmet psychosocial needs. We implemented a detailed assessment and plan, including referrals to in-home therapies and community resources.
Between February 2014 and July 2017, the HVP team conducted over 380 visits with 109 individual patients. In an analysis of visits through July 2016, the median age of patients at baseline was 79.6 years, 52% were female, 38% were rated as Hoehn and Yahr Stage 4 (severe disability, able to ambulate with assistance) and 32% rated Stage 5 (wheelchair- or bedbound). Medication errors were frequently uncovered through detailed in-home medication reconciliation, with errors of commission—in which the patient was taking a medication that was either recorded as discontinued by the referring provider or which the provider was unaware of—being the most frequent type of error (27). Medication changes were recommended at 42% of visits, non-pharmacologic changes—such as dietary changes or specific assistive devices—at 45% of visits, and referrals to therapies or community resources at 93% of visits. Advance directives were addressed with 90% of patients. Median satisfaction with the HVP was 96/100 for patients and 98/100 for care partners.
Among a subset of 27 patients followed prospectively for 1 year and who were cognitively intact at baseline, disease severity worsened significantly, as measured by a nearly 12-point increase on the Unified Parkinson’s disease Rating Scale (UPDRS) (28). Despite this sharp decline and the typically parallel trajectories of disease severity and quality of life in PD (29), quality of life did not change in this cohort over 1 year (30).
IN-HOME PD
Despite much success, limitations of model scalability included time- and labor-intensity, one geographic site, and a lack of billing pressure. To address these issues, we launched the second model at Rush University in 2018 with greater geographic diversity—a 30-mile radius encompassing both urban, suburban, and rural areas. While the nurse, study coordinator, and social worker travel in person to the initial visit, the movement disorders specialist is present via telemedicine for all visits, as is the social worker for visits 2–4, to improve efficiency and cost-effectiveness.
In total, 65 patient-caregiver dyads will be enrolled in the Chicago-based model, titled IN-HOME PD (Interdisciplinary Home Visits for Parkinson’s disease, K23NS097615, NCT03189459, approved by the Rush University Medical Center Institutional Review Board, #17080209), depicted in Figure 1. Participants are referred by movement disorders specialists at Rush or identified by chart review, and must meet eligibility criteria (Table 1). Participants enroll for 4 home visits over approximately 1 year and may continue outpatient visits with their referring specialist. However, to avoid duplication of efforts, the home visit team takes over as the primary point of contact. After completing the study enrollment process at the first visit, the team completes questionnaires pertaining to demographics, PD history, comorbidities, healthcare utilization, and quality of life, along with a brief cognitive assessment for each dyad member. The coordinator ensures the readiness of the telemedicine platform, consisting of the Vidyo® video conferencing application installed on a mobile hotspot-connected tablet.
Full table
While the coordinator is helping the patient complete questionnaires, the nurse conducts a brief home safety assessment, identifying fall risks and other safety concerns (Figure 2). The nurse completes a comprehensive medication reconciliation, comparing the actual prescriptions, vitamins, supplements, over-the-counter medications, and organization system present in the home with the medications listed in the electronic medical record. The goals are twofold: first, to identify the exact dose, frequency, and timing of all dopaminergic and other PD-related medications to address motor fluctuations, dyskinesias, and adverse effects; second, to identify potentially inappropriate medications (31) and medication errors, as shown in Figure 2, which may be contributing to motor and non-motor symptoms, fall risks, and cognitive decline. Finally, the nurse interviews the dyad using the UPDRS parts 1 and 2 (28). This well-validated scale covers neuropsychiatric symptoms, speech, swallowing, dressing, hygiene, falling, freezing of gait, and pain, with each item rated 0 (asymptomatic) to 4 (severe).
As the nurse and coordinator are completing their duties, the social worker conducts a detailed psychosocial needs assessment of the dyad, including daily challenges and financial resources and stressors. She details utilization or need for various services, including: caregiver, homemaker, and nutritional services, in-home therapies, medical alert systems, or adult day centers. Finally, the social worker asks about advance directives; if not completed, she provides resources for designating a health care power of attorney and completing a living will or another advance directive.
Once the nurse and social worker have completed their tasks, they call the movement disorders specialist to present the case. After this briefing, the team rejoins the dyad and connects to the neurologist between a Vidyo®-enabled tablet and the neurologist’s office workstation.
The neurologist reviews the dyad’s chief concerns, along with any pertinent positive UPDRS symptoms, medication errors, or safety concerns. She completes the UPDRS motor exam, conducted virtually (32). The neurologist determines the efficacy of the PD medication regimen, including “on” and “off” periods, dyskinesias, and other adverse effects. Goals of care are confirmed before collaborating with the team to propose a comprehensive plan. The team leaves the dyad with a step-by-step written summary, including all medication changes and referrals.
Following the visit, each team member records their findings in the electronic medical record, which is compiled into a comprehensive note shared with all relevant health care providers. The dyad receives contact information to reach the team between visits, and a team member follows up by phone 2–8 weeks post-visit. Visits 2–4 are identical to Visit 1, except the social worker joins via telemedicine, and the home safety assessment is abbreviated if no changes have occurred.
Results
To date, 52 dyads have completed Visit 1, with baseline characteristics of patients and caregivers shown in Tables 2,3, respectively. Informed consent was obtained from all patients and caregivers. Notably, 36.5% of patients are female, with a mean age of 78.6 and disease duration of 15.4 years. Over 44% of patients carry a diagnosis of PD Dementia at baseline. Overall, 135 visits have been conducted. The mean one-way travel time is 46.8 minutes (SD 29.2).
Full table
Full table
Case studies
Each patient in the HVP and IN-HOME PD present unique challenges in terms of complex and bothersome motor and non-motor symptoms, comorbidities, and psychosocial stressors. However, we highlight two cases below illustrating common themes and opportunities for enhanced quality of life uniquely afforded by home visits.
Case study #1
Mr. C is an 82-year old gentleman referred for home visits with a diagnosis of PD for 13 years. He had a history of myelodysplastic syndrome with thrombocytopenia and coronary artery disease status post coronary bypass graft. His PD had been complicated by severe freezing of gait, constipation, and prior hallucinations. He lived in a single-family, split-level home with his wife, who served as his primary caregiver, with additional help from their children living nearby. Mr. C’s pertinent medications at visit 1 included carbidopa-levodopa, mirtazapine, selegiline, rivastigmine, atorvastatin, and metoprolol tartrate. Medications were organized well into weekly, 4 compartment/day pillboxes. The home was equipped with many safety measures except a shower chair and bathroom grab bars. Mr. C had not received any physical, speech, or occupational therapy within the past year.
Among his most bothersome complaints, Mr. C felt he could only exert himself minimally during the day due to continually feeling “light-headed and weak” upon standing. He had 3–5 falls weekly, sometimes several in a day, with extreme bruising. He also endorsed unintentional weight loss of approximately 17 pounds in the preceding 6 months, dropping to 142 pounds. His examination was remarkable for blood pressure 111/65 and heart rate 58 while seated; 99/52, heart rate 61 after standing for 2 minutes. He had numerous scattered ecchymoses on his extremities and 2+ pitting edema to the ankles bilaterally. He had moderate hypophonia, rigidity, and bradykinesia. He was able to push himself up to a standing position but experienced severe freezing of gait despite using a rolling walker.
Our team’s assessment confirmed the aforementioned conditions, plus orthostatic hypotension (OH), most of which were contributing to his frequent falls. These were made more dangerous in light of his myelodysplastic syndrome and thrombocytopenia. The team reviewed goals of care, which included aging in place and avoiding hospitalization and institutionalization, with health care proxy, power of attorney, and a do not resuscitate order all active. Given his age, symptoms, prognosis, and goals of care, the team and dyad agreed upon the following plan: for OH and pedal edema contributing to falls, we weaned his metoprolol, recommended elevating his legs and wearing compression stockings, and referred him to in-home physical therapy with a therapist trained in PD-specific modalities (33). For cognition, we initiated memantine (34,35). We discontinued his statin in an effort to minimize unnecessary polypharmacy (36), and provided nutritional strategies to increase high-density caloric intake to mitigate further weight loss and deconditioning.
By visit 2, his wife stated “his falls have decreased by 80% and his energy improved” and the patient told his wife “I can tell I am walking better”. By elevating his legs and wearing compression stockings, his edema was “almost gone” and he had more interest and ability to move beyond one floor in his home. Mr. C was able to attend and participate in his grandchild’s wedding, which he had not thought possible.
Case study #2
Mrs. S is a 90-year-old female with a diagnosis of PD for 8 years, complicated by symptomatic OH, prior visual hallucinations, motor fluctuations, and dyskinesias. At Visit 1, she reported episodic dyspnea for which she had recently been hospitalized and discharged home on continuous oxygen without a diagnosis or plan for follow-up. She endorsed significant unintentional weight loss—as low as 88 pounds during the hospitalization—and constipation, occasional hallucinations, insomnia, and dysphagia which had improved on a mechanical soft diet with thickened liquids. She lived in a one-floor condominium, had a paid caregiver in the morning to early afternoon, but was alone for 2–3 hours before one of her children would come sleep at her home each night. The largest safety concern was that the patient was tethered to a large oxygen compressor, located in her bedroom, with tubing running throughout the entirety of the apartment, creating a significant fall risk. Her pertinent medications included carbidopa-levodopa, amantadine, trazodone, and lisinopril.
Her seated blood pressure was 138/73, heart rate of 89, dropping to 96/60 with heart rate of 96 upon standing. Notably, she required a pediatric-sized cuff and manual reading due to her small frame and continuous dyskinesias leading to falsely elevated readings with an adult-sized automatic cuff. She had bipedal edema, moderate bradykinesia, and was unable to rise without assistance to reposition her oxygen tubing. She had continuous, non-bothersome dyskinesias without subjective dyspnea while seated, only complaining of dyspnea while ambulating with a rolling walker.
Our team recommended stopping lisinopril given her symptomatic OH and risk-benefit ratio of hypo- rather than hypertension given her age and prognosis. We recommended that she see a pulmonologist regarding the underlying cause of her dyspnea and alternatives to her home oxygen arrangement. Finally, we provided her with counseling on increasing her nutritional intake.
Within a few weeks of discontinuing lisinopril, Mrs. S reported more energy and her in-home physical therapists documented consistent normotension. At visit 2, weight remained stable and the team discontinued amantadine due to lack of efficacy and probable contribution to intermittent hallucinations and bothersome pedal edema. Our team coordinated a referral to a pulmonologist who discontinued continuous oxygen based on same-day pulmonary function test results and recommended nebulizer treatments as needed for dyspnea. This change alone greatly increased Mrs. S’ quality of life because she “hated being tethered to that machine”. In the absence of the oxygen compressor and its associated cords and tubes, and with resolution of her hallucinations and bipedal edema after stopping amantadine, her fall frequency decreased to zero in the subsequent 8 months.
Discussion
The IN-HOME PD study is ongoing and will be completed in late 2020. While participants have presented their own unique constellation of symptoms, psychosocial challenges, and goals of care, several common themes have emerged. Many patients experience frequent unexplained falls, which remain one of the greatest risk factors for hospitalization in PD (37). Assessing this concern in the home can yield significant and actionable insight that may be impossible in a typical outpatient setting. Obstacles in the patient’s home environment can present unappreciated fall risks, including medical equipment, pets, uneven flooring, untethered cords and cables, and staircases and entryways without handrails.
Beyond motor symptoms leading to falls, the prevalence and importance of OH in this population cannot be underestimated (38,39). While many home visit patients carried a diagnosis of OH prior to program referral, far more have been undiagnosed and referred to home visits while on mono- or poly-antihypertensive regimens. The first step for clinicians is to recognize and appreciate the variable presentations of OH (40). Secondly, individuals with advanced PD have frequently lost significant amounts of weight and may have prominent tremor or dyskinesia, both of which can lead to automated and adult-sized cuffs overestimating blood pressure measurements. Manually measuring orthostatic vital signs using a properly fitted cuff can reveal previously undetected OH.
IN-HOME PD patients have a mean of 4.6 comorbidities and significant associated polypharmacy. Greater polypharmacy has been associated with higher symptom burden and worse quality of life (41). Furthermore, polypharmacy may indicate not only unnecessary, but potentially inappropriate medications (42,43). By reconciling prescribed and over-the-counter medications, vitamins, and supplements, home visits permit the identification of previously undetected medication errors and potentially inappropriate medications (31,44). Deprescribing unnecessary or potentially inappropriate medications has been recognized as a positive intervention to manage polypharmacy and improve outcomes, especially in multimorbid older adults (45). This has been well-received among our homebound dyads.
Finally, patients and caregivers in these programs have frequently remarked on the loneliness they feel secondary to their homebound status. In addition to the therapeutic recommendations of the home visit team and the in-home allied health professionals to whom we frequently refer, the continuity of care provides respite from social isolation.
Conclusions
Challenges abound in refining and sustaining a model of care for homebound individuals with PD, including time, travel, and billing. While telemedicine connects many people with PD who are estranged from care by lack of local expertise (46), additional challenges arise when patients have dementia and sensory impairments. Caregivers may be able to mitigate some of these challenges, provided they are not facing similar ones themselves. Future research is necessary to investigate whether partnering with community health workers or home health agencies might improve access and outcomes for this population.
By deploying an interdisciplinary team to the home, we aim to better understand the multidimensional signs and symptoms, caregiver strain, and social isolation contributing to the adverse outcomes in end-stage PD. Our pilot data suggest high satisfaction and stabilization of patient quality of life despite disease progression. Ongoing work, illustrated by the two case studies, highlights the importance of medication reconciliation, home safety assessments, and appropriate monitoring and treatment of OH. As patients and caregivers vary widely in their medical and psychosocial needs throughout the course of PD, so too will various models be necessary to improve life and death with this condition. In the end, however, new insights and strategies for improving care may be found just out of sight and right at home.
Acknowledgments
This work was made possible by generous funding from donors who recognized the value of extending care beyond the clinic walls, including the Edmond J. Safra Philanthropic Foundation, the Doris Duke Charitable Foundation Fund to Retain Clinical Scientists, National Institute of Neurological Disorders and Stroke, CurePSP, Parkinson Foundation, Parkinson Alliance, and Joyce DeMoose and George Harvey. The authors extend their gratitude to the home visit patients and caregivers across the country for sharing their homes and their trust.
Funding: This work was supported by the Edmond J. Safra Philanthropic Foundation; the Parkinson Foundation; Parkinson Alliance; the Doris Duke Charitable Foundation Fund to Retain Clinical Scientists; and the National Institutes of Health (2L30NS084235-02, 2L30NS084235-03, 2L30NS084235-04; 1K23NS097615). Dr. Fleisher has received research support from the NIH/NINDS (K23NS097615, L30SN084235, U01NS100610), Feldstein Medical Foundation, Doris Duke Charitable Foundation Fund to Retain Clinical Scientists, CurePSP, private philanthropy, and Biogen. She has received honoraria from the Parkinson Foundation, and has received royalties from UpToDate. Dr. Chodosh has received research support from the National Institutes of Health, New York State Department of Health, and Independence at Home, Long Beach, CA. Dr. Chodosh has received honoraria from Gerontological Society of America and he serves on the advisory board of Aging in New York Fund. None of the funding sources had involvement in the collection, analysis, or interpretation of data; in the writing of the report; or in the decision to submit the article for publication.
Footnote
Conflicts of Interest: The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was approved by New York University Institutional Review Board (#s16-01339) and Rush University Medical Center Institutional Review Board (17080209). Written informed consent was obtained from all patients.
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